Neil Lance serves as the Chief Compliance Officer for SCS and has been in the industry over 24 years. Prior to joining SCS, he worked as the Compliance Director for Financial Advocates.
Neil’s primary objective in this role is to help advisors and the firm understand, navigate, and adhere to the broad and intricate layers of rules, regulations, and procedures that guide and oversee our complex industry. As this landscape is ever changing, it is important that all parties function in accordance with these various directives, as it protects the firm, the advisors, and the clients we serve.
Neil lives in Snohomish with his wife of over 21 years, Kim, and their two children Kalista and Nolan. In his free time, Neil enjoys spending time with his family and friends, as well as swimming and other active pursuits.