Broker Check
05 March
Live Webinar: Preparing for Your 401(k) Audit

Description

Hosted by SCS 

Moderated by Paul Murphy, Retirement Plan Consultant 

Join us as we break down what triggers an audit, how the process works, and the most common operational errors that can create compliance headaches. Our panel will also share practical steps you can take to avoid mistakes and streamline your next audit. 

What You’ll Learn

  1. When a plan becomes subject to an audit
  2. Key players involved and what auditors look for
  3. Common issues like compensation errors, eligibility mistakes, late contributions, and misuse of forfeitures
  4. Best practices to stay compliant and audit‑ready year‑round 

Featuring Speakers 

  1. Michael Besterci, Principal, Clark Nuber
  2. Lola Elford, Director of Administration, Hunnex & Shoemaker
  3. Moderated by Paul Murphy, Retirement Plan Consultant, SCS 

This session is perfect for anyone responsible for plan operations, payroll processes, or fiduciary oversight. 

We hope you can join us for this informative discussion.

 

*SCS is not affiliated with Clark Nuber or Hunnex & Shoemaker

Date and Time

Thu, Mar 05, 2026

10:00a - 11:00a PST

Location

Register to Receive the Meeting Invite

PT1H

Event Registration

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